The first questions I got asked when meeting anyone at the Department were to place me in one of about four types, or castes. It was one of the distinctions I had to keep in mind to understand the State Department, and to function at all, really. Your caste determines how you get into the department, how long you'll stay, how far you can advance in rank, what authority you can exercise, and how much risk you can handle. The four major castes are: political, foreign service, civil service and contractor.
(N.B.: I use the term "caste" here very loosely. It's a usage I've made up, for convenience. Use it at your own risk.)
Political
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Politicals have high decision-making authority, but are often very cautious. Because they are instantly replaceable, they have the ability to make exactly one major wrong decision. U.S. ambassadors are sometimes politicals. The total number of political appointees is usually capped, and the number of those within a department or agency, and even within a bureau, doesn't change very often. Political appointees cannot often be placed in positions previously held by non-political castes.
Non-political castes often defer to political colleagues, even among colleagues of equal rank. This means that the order of political appointments matters for internal politics; if two offices are negotiating through an internal conflict, where one has an appointed political leader and the other is still waiting for a political appointment, the latter office is then at a distinct disadvantage. That deference declines rapidly as a political's term in office comes to a close. Deputy Assistant Secretary of State (not to be confused with the Deputy Secretary of State) is typically the lowest rank of political appointee.
Foreign Service
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As stagnation is not an option, the stereotypical FSO is always thinking about the next position, and looking for concrete accomplishments to aid in that transition. This tends to limit her risk-tolerance. High-risk/high-return projects, and those with time horizons beyond her current position, may work against her. Even if she is successful at initiating a particular project, the credit for that success may go to the next FSO in the job, one of her future competitors.
To the extent that FSOs develop specialties, they do so by choosing to advance within "cones": Political, Economic, Management, Consular, and Public Diplomacy. There's no human rights cone
FSOs have decision-making authorities commensurate with their ranks, which often places them across-the-table from their political and civil-service equivalents. FSOs receive no significant deference from equivalents of other castes. Similar to politicals, the negotiating power of FSOs declines as their term in a particular office approaches.
Civil Service
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Contractor
The contractor caste is a peculiar one, and could be the fastest-growing within the Department, though I don't have numbers to back that up. Private companies, often dubbed "government contractors" bid or are selected to perform contracted services for the Department. These services could include security details (the guys in the uniforms with the guns), custodial, maintenance, and construction work, and surge staff for administrative and clerical functions. The individuals from these companies that fill these positions are also, confusingly, called "contractors". Contractors are usually bound by their affiliation to their private company, and can be moved from position to position by that company. This type of movement is rare when the contractor performs satisfactorily, but my impression is that many personnel in the Department could conceivably make trouble for a contractor. Contractors have the option, technically, of operating "to rule", by performing exactly those duties outlined in the originating contract, and no more. However, the pressure to perform satisfactorily can lead to contractors working much harder than this, pushing the limits of wage and hour regulations respected by FSOs and CSOs. Contractors typically don't advance in rank directly, but may leverage the experience they gain in the Department into, for example, open CSO positions. Contractors have authority commensurate with the rank of the position that they fill at the time, and give and receive no special deference to equivalent CSOs or FSOs. Because they bring outside experience to the Department, contractors are in a prime position to promote innovative ideas. However, because their job security is particularly poor, they are unlikely to take risks that put them at odds with their non-contractor superiors and colleagues.
So What?
I've emphasized the risk-aversion characteristics of each of these castes for a reason. The last couple of administrations (Powell, Rice, Clinton) have emphasized innovation in diplomacy, through Rice's Transformational Diplomacy for example. Yet many folks in the Department see real contradictions between this push for new ideas and ways of doing business and the structural incentives that individual officers face in pursuing their careers. These conflicts are especially important for outsiders trying to introduce new and important ideas into the foreign policy discussions.
Whew! That's all I have for now on the four major castes in the Department. I hope my knowledgeable friends will correct any mistakes I've made. Of course, I've left out many exceptions, detailees and the like. I also haven't talked about service awards, specifics on hirings and promotions, and myriad other factors that shape and flesh out the castes.
Now, these castes are only part of the picture. Next up in this series will be a rough description of the "tribes" that the Department is divided into: the bureaus and offices. There, we'll focus in on my former bureau, DRL.
[Thanks to Dave for the correction on the FSO cones.]
I don't think I've ever read such a thorough and insightful account of the internal functioning of a branch of government. Thank you!
ReplyDeleteTo me, activists are just lobbyists minus the contextual knowledge and training to be effective. I aim to level the playing field.
ReplyDeleteThat is, you're quite welcome!